The iOCBC internet trading portal and TradeMobile app will be unavailable during the period shown below due to scheduled system maintenance.

Saturday, 19 June 2021 0900hrs to Sunday, 20 June 2021 2359hrs.

We apologise for any inconvenience caused.

View list of corporate actions for stocks listed in foreign exchanges

By appointment only

Please make an appointment before visiting us by emailing to cs@ocbcsec.com or calling 65352882.

You are encouraged to reach out to us via other channels. Here is what you can do for some common service requirements without coming to the Investors Hub:

• To get a new password, retrieve your user ID or if you have been locked out of your account:
Email us


• To request for SMS OTP: (we no longer issue hardware tokens)
Complete and mail this form to us at 18 Church Street #01-00 OCBC Centre South Singapore 049479


• To make payments
Internet banking: Add "OCBC Securities Pte Ltd" as a payee and indicate your trading account number, full name and purpose of payment under the free text field.


• To reactivate your account:
Complete and email us a soft copy of this form at cs@ocbcsec.com


• To open an account:
Apply via OCBC Internet Banking OR Complete and mail us this form (for individuals)


• To update your email and mobile phone number:
Email us


• To update your address:
Update via CDP Internet

If you have any other queries, feel free to contact your Trading Representative (TR) who will still be available over the phone or email to assist you. If you are not sure who your TR is, follow these three simple steps to find out.

1. Log in to your iOCBC online trading account
2. Click on "Account Mgmt" on the top menu
3. Select "Account Details" to view your TR's contact details

You can also contact our Customer Service at cs@ocbcsec.com or 1800 338 8688 from 8.30am to 6pm (Mondays to Fridays excluding public holidays)

As there may be high volume of calls and emails that we have to attend to during this period, we seek your understanding for any unforeseen delay in our service delivery. We are managing our resources to ensure that we continue to serve you well. We apologise for any inconvenience caused.

New Tick Size for instruments from $100

New tick sizes are introduced in the DEFAU MBS type for instruments trading at or above 100 in the eligible currencies. The updates are highlighted in the table below.


New Force Key Range (i.e. price limit) for instruments from $100 Price limits of +/- 300 ticks will be introduced in the DEFAU MBS type for instruments trading at or above 100 in the eligible currencies. The updates are highlighted in the table below.


Existing Tick Size and Force Key Range


The above changes apply to Stocks, REITS, business trusts, company warrants priced at $100 and above, with the exclusion of HKD, RMB and JPY based products.

For more information, please visit SGX at https://www.sgx.com/securities/trading.

The Securities Commission Malaysia (SC) and Bursa Malaysia Berhad (Bursa Malaysia) will reinstate market management and control mechanisms, namely the dynamic and static price limits for FBMKLCI Index Component Stocks and the Bursa Malaysia Circuit Breaker trigger levels, to their original parameters on 31 May 2021.

The decision to reinstate the original parameters takes into account the improving economic outlook with the roll-out of the COVID-19 vaccination programme and normalisation of global market conditions.

The temporary revisions to the market management and control mechanisms which have been in place since 20 July 2020, are scheduled to expire on 30 May 2021.

1. Static and Dynamic Price Limits for FBMKLCI Component Stocks (from 31 May 2021)

There are scammers on social media platforms such as WeChat perpetuating “pump and dump” scams involving overseas listed companies. Be wary of stock tips provided by persons you have befriended online.

Visit www.police.gov.sg to find out more.

Please update your TradeMobile App to the latest version now. The previous App version will be discontinued.

Mobile devices	Latest App version
iOS (iPhone / iPad)	2.13
Android	2.14

Users of iOCBC TradeMobile app with versions 2.12 and below will no longer be able to access iOCBC TradeMobile after such versions of the app have been disabled.

Please be informed that the US SEC fees will be reduced from 0.00221% to 0.00051% for SELL trades in the US market with settlement date on or after 25 February 2021. The SEC press release is found athttps://www.sec.gov/news/press-release/2021-8.

On 12 November 2020, the President of the United States issued Executive Order 13959 (“EO 13959”) “Addressing the Threat From Securities Investments that Finance Communist Chinese Military Companies” which came into effect on 11 January 2021. EO 13959 imposes restrictions on transactions in publicly traded securities of Communist Chinese Military Companies (“CCMC”), or any securities that are derivative of, or are designed to provide investment exposure to these securities, wherever they are listed.

The restrictions apply to US persons, who are prohibited from making new investments in the impacted securities from 11 January 2021 onwards, but are allowed to divest the said securities till 11 November 2021, and for any CCMC that is subsequently added to the list 365 days from date such CCMC is added to the list.

The list of CCMCs impacted as of today is available on the US Department of the Treasury’s Office of Foreign Assets Control (”OFAC”) website, and this list may be updated from time to time. Please refer to the OFAC website for the latest list.

OFAC has published frequently asked questions relating to EO 13959, which can be accessed here on OFAC’s website.

This notice is intended to remind you that:

• OCBC Securities Pte Ltd (“OSPL”) will not accept orders from you or otherwise engage in or facilitate any transactions with you that contravene any economic sanctions, including EO 13959. We also expect that any transaction performed by you in connection with, whether directly or indirectly, the impacted CMCC securities via the OSPL, whether by OSPL’s trading platform or your trading representative, will not breach and will not cause OSPL to be in breach of the applicable US sanctions laws or regulation..
• In connection with this, we may request information from you in respect of the transactions you have or attempt to conduct through OSPL and place controls on your account(s) where it is assessed to present a risk of breach of the applicable regulations.
• As published on the iOCBC portal, with effect from 8 January 2021, our US brokers will only accept Sell Orders for the CCMC listed. Buying is prohibited.
  
  We thank you for your understanding. Please reach out to your Trading Representative if you have any questions.
  
  ¹ US persons are defined in Section 4(f) of EO 13959 as “any United States citizen, permanent resident alien, entity organized under the laws of the United States or any jurisdiction within the United States (including foreign branches), or any person in the United States.” “Person” means an individual or entity.

In compliance to the US Executive Order 13959, the following Chinese ADRs are impacted

1. Delisting of 3 Chinese ADRS

NYSE will delist the 3 ADRS (CHL, CHA and CHU) on 11 Jan 2021, Monday 4 a.m. E.T before market opens. The 3 ADRs will no longer be tradable through the US Exchanges from 11 Jan 2021 onwards.

2. Only sell orders for 35 stocks are accepted from today 8 Jan 2021 onwards

Please note that with effect from today, our US brokers are accepting only Sell Orders for the 35 companies listed below in compliance to the US Executive Order 13959. Clients can only sell these counters. Buying is prohibited.

1. Aero Engine Corp of China

2. Aviation Industry Corporation of China, Ltd. (AVIC)

3. China Academy of Launch Vehicle Technology (CALT)

4. China Aerospace Science & Technology Corporation (CASC)

5. China Aerospace Science & Industry Corporation (CASIC) 6. China Communication Construction Group Company, Ltd.

7. China Electronics Corporation (CEC)

8. China Electronics Technology Group Corporation (CETC)

9. China Mobile Communications

10. China National Chemical Corporation (ChemChina)

11. China National Chemical Engineering Group Co., Ltd. (CNCEC)

12. China National Nuclear

13. China Nuclear Engineering & Construction Corporation (CNECC)

14. China General Nuclear Power

15. China Railway Construction Corporation (CRCC)

16. China Shipbuilding Industry Corporation (CSIC)

17. China South Industries Group Corporation (CSGC)

18. China Spacesat

19. China State Construction Group Co., Ltd.

20. China State Shipbuilding Corporation (CSSC)

21. China Telecommunications

22. China Three Gorges Corporation Limited

23. China United Network Communications Group Co., Ltd.

24. CRRC Corporation

25. Dawning Information Industry Co. (Sugon)

26. Hikvision

27. Huawei

28. Inspur Group

29. Norinco

30. Panda Electronics

31. Sinochem Group Co., Ltd.

32. China Construction Technology Co., Ltd. (CCTC)

33. China International Engineering Consulting Corp. (CIECC)

34. China National Offshore Oil Corp. (CNOOC)

35. Semiconductor Manufacturing International Corp. (SMIC)

In line with Singapore’s aim to be cheque-free by 2025, CDP is going cheque-free from 1 September 2020. Receive your cash distribution directly in your bank account via the free CDP Direct Crediting Service (DCS). You can apply for DCS by calling 6535 7511 (select call option 5) or via SGX Investor Portal at investors.sgx.com.

Learn more at https://www.sgx.com/cdp-goes-digital

We would like to inform you that the SIA Shares to Rights Shares and Rights Mandatory Convertible Bonds (MCB) have started trading as of today, 13 May 2020. SIA closing price yesterday was at $4.29. For Rights Shares, the ratio is 3 per 2 so a shareholder with 1,000 ordinary shares will receive 1,500 Rights Shares. For Rights MCB, the ratio is 59 per 20 so a shareholder with 1,000 ordinary shares will receive 2,950 Rights MCB.

We wish to inform you that the OCBC Securities Standard Trading Terms and Conditions (the “T&Cs”) which govern your account(s) with us have been revised.

We have updated Section A Clauses 5.4 (SIPs), 11 (Electronic Trading Services), and 15 (Joint Accounts) and removed Section E (Terms and Conditions Governing Extended Settlement Contracts) of the T&Cs (including consequential amendments) with effect from 24 April 2020 (the “Effective Date”) and you may refer to the revised T&Cs here.

Should you transact or continue to transact any securities transactions with us or use or continue to use any of our services on or after the Effective Date, you shall be deemed to have read, understood and agreed to the revised T&Cs.

OCBC Investment Research (OIR) reports are currently not available in iOCBC. Please contact your Trading Representative if you wish to get a copy of OIR reports. We apologise for any inconvenience caused. For further assistance or clarification, call us at 1800 338-8688/ (65) 63388688.

As you may be aware, the Indonesian Rupiah (IDR) is a controlled currency that is subject to many restrictions in FX conversion under Indonesian law. We have reviewed the process and are pleased to inform all our clients that with effect from 16 September 2019, you may maintain your IDR dividends and/or sale proceeds in a Client IDR Trust Account subject to the following conditions being satisfied:

(i) Clients may only use the IDR in their Client Trust Account to settle Buy trades (settlement in IDR) and/or IDR losses arising only and all FX conversion of IDR in your Client IDR Trust Account to any other currencies is not allowed.

(ii) Clients may only withdraw IDR funds from their IDR Trust account. Upon your request and instruction, OSPL may remit IDR back to your designated IDR bank account.

We are pleased to announce that you can now place more types of Advanced Orders on iOCBC TradeMobile for the Singapore market:
1. Validity: “Fill or Kill” and “Fill and Kill” 2. Price Triggered Order (PTO): “Stop” orders and “If-Touched” orders
These Advanced Order types are already available on the iOCBC Web Platform. Please contact your trading representative if you wish to access them.

As part of our effort to enhance security, jail-broken iPhones and rooted Android phones will no longer be allowed to access the app.
Please update your TradeMobile App to the latest version now. The previous App version will be discontinued.

Mobile devices	Latest App version
Android	V2.11
iPhone	V2.11

Last Updated on 02 June 2019

We have instituted the following trading restriction on the following counter/s listed below. For further assistance or clarification, please call your Trading Representative or our Customer Service at 1800 3388688 or +65 63388688

Type of Restriction	[ ] All trading systems  [ X ] Internet Trading   [ ] Counter limit imposed (*see condition(s) below)
	[ X ] Buy Only [     ] Both Buy & Sell
Counter Name/s	Best World International Limited (including rights and warrants issued by the Company, if any)
Effective Date [DD/MM/YYYY]	13/05/2019
Effective Time [00:00:00h]	19:00 hrs
Reason/s	To control credit exposure.
Condition(s)	A deposit of 30% is required prior to execution of order.

General Information

SAS member companies shall announce on both SAS and their respective websites should they restrict trading of SGX-listed securities.

By making such announcements, it is not the intention of SAS member companies to take a view on any counter, adverse or otherwise, nor assume any responsibility or liability to any person taking action or otherwise, be it for any financial planning, investment, legal, tax or other purposes.

SAS, its member companies and representatives hereby disclaim all liability for any loss or damage of any kind (whether direct, indirect or consequential) incurred by any person arising from the interpretation of the information contained in the announcements.

Please be informed that the US SEC fees increased from 0.00207% to 0.00221% for self trades executed in the US market with effect from 18 Feb 2020.

The SEC press release is found here.

We will be implementing a SGX settlement instruction fee of S$0.35 per settlement instruction which is levied by Singapore Exchange (SGX). With effect from 01 February 2019, the fee is applicable to all SGX trades and will be reflected in your Contract Statement.

For more details on the iOCBC website about the SGX settlement fees, please click here.

In order to enhance customer experience, effective 02 January 2019, sub-account statements have been removed from margin monthly statements for all margin customers. Margin customers can still view the sub account statements in the custody monthly statements sent separately to you.

Please contact your Trading Representative (TR) for any clarifications. Alternatively, you can contact our Customer Service by emailing cs@ocbcsec.com or call 1800 338 8688.

1. Singapore Exchange (SGX) introduces Dual Currency trading, please click here for more information.
For illustration only, please refer to below information on HPH Trust: