Important notices
Restrictions on transactions in publicly traded securities of Communist Chinese Military Companies

On 12 November 2020, the President of the United States issued Executive Order 13959 (“EO 13959”) which imposes restrictions on transactions in publicly traded securities of Communist Chinese Military Companies (“CCMC”), or any securities that are derivative of, or are designed to provide investment exposure to these securities, wherever they are listed.

The restrictions apply to US persons, who are prohibited from making new investments in the impacted securities from 11 January 2021 onwards, but are allowed to divest the said securities till 11 November 2021, and for any CCMC that is subsequently added to the list 365 days from date such CCMC is added to the list.

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US American Depositary Receipts (ADR) delisting from NYSE

In compliance to the US Executive Order 13959, the following Chinese ADRs are impacted

1. Delisting of 3 Chinese ADRS

NYSE will delist the 3 ADRS (CHL, CHA and CHU) on 11 Jan 2021, Monday 4 a.m. E.T before market opens. The 3 ADRs will no longer be tradable through the US Exchanges from 11 Jan 2021 onwards.

2. Only sell orders for 35 stocks are accepted from today 8 Jan 2021 onwards

Please note that with effect from today, our US brokers are accepting only Sell Orders for the 35 companies listed below in compliance to the US Executive Order 13959. Clients can only sell these counters. Buying is prohibited.

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Supporting you safely for all your trading needs

With all safe-distancing measures in place, our call centre, service counters and dealers continue to assist you.

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Other notices
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