Important Notice

List of US Stocks with Corporate Actions

Please be informed of the following corporate actions.

For more information, kindly refer to NYSE Euronext website.

S/No	Stock Name	Details	Effective Date
1	Banner Corp	Reverse split of 1 new share for every 7 existing shares	01 Jun 2011
2	Fortinet Inc	Share split of 2 new shares for every 1 existing share	02 Jun 2011
3	California Water Service Group	Share split of 2 new shares for every 1 existing share	13 Jun 2011
4	Uluru Inc	Reverse split of 1 new share for every 15 existing shares	29 Jun 2011
5	Rait Financial Trust	Reverse split of 1 new share for every 3 existing shares	30 Jun 2011
6	Citizens Republic Bancorp Inc	Reverse split of 1 new share for every 10 existing shares	05 Jul 2011
7	StemCells Inc	Reverse split of 1 new share for every 10 existing shares	06 Jul 2011
8	Spanish Broadcasting System Inc	Reverse split of 1 new share for every 10 existing shares	12 Jul 2011
9	Aspenbio Pharma Inc	Reverse split of 1 new share for every 5 existing shares	29 Jul 2011
10	Sitoa Global Inc	Reverse split of 1 new share for every 20 existing shares	04 Aug 2011
11	Active Control Technology Inc	Reverse split of 1 new share for every 20 existing shares	18 Aug 2011
12	Express-1 Expedited Solutions Inc	Reverse split of 1 new share for every 4 existing shares	1 Sep 2011
13	Bank of Ireland	Reverse split of 1 new share for every 10 existing shares	14 Oct 2011
14	Level 3 Communications Inc	Reverse split of 1 new share for every 15 existing shares	20 Oct 2011
15	Direxion Shares ETF Trust (Direxion Daily Financial Bull 3x Shares)	Reverse split of 1 new share for every 5 existing shares	10 Nov 2011
16	Direxion Shares ETF Trust (Direxion Daily Emerging Markets Bull 3x Shares)	Reverse split of 1 new share for every 5 existing shares	10 Nov 2011
17	Direxion Shares ETF Trust (Direxion Daily Latin America Bull 3x Shares)	Reverse split of 1 new share for every 5 existing shares	10 Nov 2011
18	Direxion Shares ETF Trust (Direxion Daily Russia Bull 3x Shares)	Reverse split of 1 new share for every 5 existing shares	10 Nov 2011
19	Poniard Parmaceuticals	Reverse split of 1 new share for every 40 existing shares	23 Nov 2011
20	China Mass Media	Reverse split of 1 new share for every 10 existing shares	28 Nov 2011
21	Magnetek Inc	Reverse split of 1 new share for every 10 existing shares	05 Dec 2011
22	WSP Holdings Ltd	Reverse split of 1 new share for every 5 existing shares	14 Feb 2012
23	Greenwood Gold Resources Inc	Forward split of 20 new shares for every 1 existing share	15 Feb 2012
24	Emcore Corporation	Reverse split of 1 new share for every 4 existing shares	16 Feb 2012 (Expected)
25	Wizzard Software Corp	Reverse split of 1 new share for every 12 existing shares	22 Feb 2012

Note:

Your new holdings will not be reflected in iOCBC's Portfolio. Please refer to the User Guide for adjustment of your iOCBC portfolio.
Do ensure that you have checked your new holdings prior to submission of your sales orders. Any oversold positions by client will be constituted as "Short Selling" and subjected to buying-in and you will be responsible for any losses incurred.

Note: All information provided above is correct at the time of posting.

Last Updated on 15 February 2012

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